Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. He was named president in December 2017. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Chief Transformation Officer. Prior to that, Danella led Private Wealth Management. He joined Assurant as senior vice president of Information Technology. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. For bank chief risk officers, no room for error in compliance Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Santander Chief Compliance Officer Salaries in Braunton Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. President and Chief Executive Officer of Regions Financial Corporation. He is also a member of the companys Executive Leadership Team. He is a member of the Executive Leadership Team. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Design a human-centric compliance culture. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Regions Bank Names Andrew Nix as Chief Governance Officer She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Andrew Nix will join Regions as chief governance officer on March 17. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Privacy Policy. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Regions Bank is an Equal Housing Lender and Member FDIC. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Chief Financial Officer. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Regions Bank Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Sorry, No data match for your criteria. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Senior Executive Vice President A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Building a detailed plan. and Executive Vice President Questions about becoming a Gartner client? Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. C. Keith Herron He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Gartner Terms of Use He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Use this one-page template to communicate your strategy with internal business partners. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. 8 a.m. 5 p.m. GMT Boots Gale, III is general counsel and corporate secretary for Regions. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Commercial Banking includes clients with revenues between $1MM and $250MM. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. John M. Turner, Jr. He leads the companys executive leadership team. Tammy LoCascio Chief Operating Officer . Hope Dmuchowski Chief Financial Officer. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. He is a member of the Regions Executive Leadership Team. Management Bios | Regions Financial Corporation Chief Human Resources Officer. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Senior Executive Vice President About Regions Financial Corporation He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Reserve Bank of India - Notifications Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. David Popwell President, Specialty Banking . He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Advisory Services are offered through Cetera Investment Advisers LLC. Corporate Banking Division Head. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. John Turner is president and chief executive officer of Regions Financial Corporation. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Head of the Wealth Management Group. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . A bank executive develops a new product, maybe a fee-generation concept. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Executive Vice President She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. About this role. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Smith is a member of the companys Executive Leadership Team. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Senior Executive Vice President Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. C. Ward Cheatham He began his career in the Jackson, Mississippi office of Arthur Andersen. Chief Enterprise Operations and Technology Officer. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Scott M. Peters Additionally, he served as a member of RMAs Regulatory Relations Committee. Gartner Terms of Use